A 2021 Regulatory Outlook: 4 Critical Areas for Agents and Advisors

Maureen James – Co-owner/Principal at Summit Compliance Group, LLC | Compliance, Data Security, Risk Assessment, Regulation, Best Interest Rule “If you think compliance is expensive – try non-compliance.” – Former US Deputy Attorney General, Paul McNulty Compliance tends to get a bad rap because it’s often associated with laws, regulations, enforcement actions and their associated […]